For holders of listed shares exploring finance
Stock Finance
Understand the questions behind finance against shares.
If you are considering finance against listed shares, the first discussion should establish your objective and the securities involved. FinMandate offers exploratory advisory support to clarify what must be checked before a potential lender introduction.
Where we focus
Your financing purpose and the listed securities involved
Questions about provider, jurisdiction and eligibility
Information needed to consider a potential introduction
A starting approach
How the work
takes shape.
The scope and sequence are adapted to your needs before an engagement begins.
- 01
Clarify your objective
Outline why finance is needed, the intended timing and the location of the borrower and listed securities.
- 02
Identify the open questions
Clarify the exchange, security type and portfolio characteristics that a provider would need to assess.
- 03
Check whether an introduction fits
Provider availability, jurisdiction and eligibility must be confirmed before an introduction is considered. An established programme is not promised.
- 04
Review the proposed next step
If a potential route is identified, establish what information the provider requires and which terms and risks need independent review.
What you take forward
A clearer basis
for the next decision.
A summary of your objective and a checklist of eligibility, collateral and provider questions to resolve.
Before your first discussion
A general description of the listed securities, exchange, location and purpose of finance is enough to begin. Do not send account credentials, custody statements or identity documents through the initial form.
The first discussion is free. Further work, deliverables and fees are agreed before the engagement begins.
Practical answers
Before we talk.
Is finance available against every listed share?
No eligibility is assumed. Availability depends on the provider, securities and jurisdiction, and must be checked for the particular case.
Can you quote a rate or loan-to-value ratio?
We do not publish indicative terms without a confirmed provider and case assessment. Any terms would come from the relevant provider.
What happens if share prices fall?
Depending on the facility terms, falling collateral values may lead to additional collateral requirements or the sale of pledged securities. The specific agreement and risks need careful review.
Does FinMandate provide the loan?
No. FinMandate provides advisory support. Any financing offer and decision belong to the relevant provider.
Read FINRA’s investor overview of securities-backed credit ↗
Let’s understand
what you need.
Share your objective, location and timing. We will first confirm whether our support fits.
Choose a time on Google Calendar ↗Prefer to write first?
Tell us what
you have in mind.
Share a short outline. We will review your enquiry and contact you to clarify fit.